Annexation, Consolidation, and The Politics of Government Reform

by

 

Milan J. Dluhy, Ph.D.

Professor and Chair, Department of Political Science,

University of North Carolina at Wilmington

 

Lee Johnston, Ph.D.

Professor, Department of Political Science

University of North Carolina at Wilmington

 

With the assistance of  Professor Roger Lowery and Mike Jenkins, Political Science Major, University of North Carolina at Wilmington

 

 

Prepared for Presentation

 

American Society for Public Administration Annual Meeting

March 26, 2002


 

Introduction

Reflecting on the last three decades of government reform literature, it is clear that there is more than one path to regional governance (Feiock, 2002).  As suburban sprawl spilled into the areas surrounding our major cities since WWII,  there has been an urgent call from many for metropolitan or region wide governmental structures to deal with metropolitan wide problems (Peirce, 1993).  There have been at least three different approaches to regional governance in the U.S.  First, some reformers pushed successfully for consolidation of city and county governments most notably in Baton Rouge (1947), Nashville (1962), Jacksonville (1967), and Indianapolis (1969).  A recent analysis indicates more failures then successes but nevertheless 31 communities have adopted this approach.  A second approach has been to set up special (single) purpose taxing districts like transportation, water and sewer, and law and enforcement to grabble with regional issues.  A third approach has been to strive for functional consolidation in a region where through cooperation the counties deliver some regional services and the cities deliver others.  In this way both governments survive and endure both agree to deliver their respective services on a region wide basis.  Charlotte-Mecklenburg exemplifies a community that has used the functional consolidation approach successfully (Mead, 2000).

Rather than retreating from regionalism, communities have tried to tailor their approach to fit the political, economic, and social environment.  While early reformers advocated most strongly for city/consolidation, this approach has had limited success.  Not only have attempts at consolidation largely failed (80%) but also there has been little evidence generated from the successful attempts that there are substantial cost savings that can be achieved by using this approach (Campbell and Durning, 2000).  On the other hand, post consolidation analyses do indicate that there are other benefits besides cost savings that can be realized by communities who chose to go this root (Stephens and Wikstrom, 2000).

The major theory for explaining why some communities are successful in adopting consolidation while other fail has been  posed by Rosenbaum and Kammerer, 1974).  According to these authors successful consolidation proceeds through a set of stages or events before consolidation is successful.  Of particular interest for the purposes of this paper is that crises climates always precipitate successful consolidation.  While the dramatic events set the stage and mobilize public support, the consolidation effort also needs the development of a strong “good government” coalition of citizens, business and civic groups, and community leaders to make something happen.


Although post hoc analysis indicates that cost savings and other benefits are not substantial from consolidation (Feiock, 2002), other writers reflecting on the major consolidations (Baton Rouge, Nashville, Jacksonville, and Indianapolis), indicate that consolidation can result in :

·    A strong mayor who is a policy leader in the region ;

·    District elections which can provide more balanced elections and access for minority and other groups ;

·    The promotion of orderly growth and development through the region through comprehensive planning, strong building codes, and strong zoning ;

·    The provision of uniform services in the region ;

·    And promoting the image of a progressive region interested in the growth of the economy and jobs (Stephens and Wikstrom, 2000).

 

Today consolidation as an approach to regional governance is therefore mixed since the evidence about actual or perceived benefits has so far been inconclusive.  Nevertheless, the major theory in this field developed over 25 years ago still provides insight into success and failure.

This paper examines in depth one metropolitan area in the Southeastern U.S. , Wilmington, North Carolina  in order to further refine the original hypotheses/theory about what leads to successful governmental reform.  On the issue of the need for a major crisis or dramatic event to spur governmental reform, we will argue that aggressive annexation by the city of Wilmington in the last decade has been the driving force for reform efforts directed at government consolidation.  Although the Wilmington area tried unsuccessfully to consolidate or merge the city of Wilmington and New Hanover County in 1973, 1987, and 1995, there is current empirical information from local surveys and voting analysis that the community may now be ready to make a fourth and this time successful attempt to consolidate.  The current environment, in our judgment, now has the crisis issue/event to drive the process of governmental reform.

Table 1 summarizes why consolidation was tried three times in the last 25 years and more importantly why it failed.  Our reading of history is that the perceived crisis/ event has not been present until now, that the traditional coalition of business and good government groups have not coalesced before, and that there has been no single individual leader or champion of consolidation willing to step forward and lead the efforts.  We now think that the preconditions for a successful consolidation effort are now in place and the remaining sections of the paper detail the argument for optimism this time around.

   At crux of the matter is that aggressive annexation by the city of Wilmington over the last decade has so alienated many voters (who live in areas recently annexed or soon to be annexed) that they are now ready to support consolidation and remove the uncertainty of  annexation and higher taxes in the future.  In turn, city residents now see consolidation as a way to end the in fighting with the suburbs and move on to the agenda of better services and solving regional problems.  Particularly onerous in the debate about annexation is that North Carolina annexation law allows cities to annex contiguous areas without the consent of the voters living in the unincorporated areas.  Thus, recently incorporated or soon to be incorporated areas are angry and will support candidates who offer a solution to this conflict laden issue.

History also shows that Nashville exercising aggressive policies when they annexed 50 square miles and 87,000 people just prior to the successful vote on consolidation.  Although Jacksonville failed twice to annex 66 square miles and 130,000 people just prior to the successful consolidation vote, the aggressive approach had a major impact on the consolidation campaign (Stephens and Wikstrom, 2000).  The same factors are currently at work in Wilmington and therefore we turn to a brief review of the rationale for consolidation and the history of consolidation efforts in Wilmington. This will set the stage for the final section, which focuses on the empirical analysis of the current political environment surrounding consolidation.

 

Review of Rationales for Consolidation

Consolidation of city-county governments in the past half-century has been one several organizational models employed to respond to suburban sprawl and fragmented governments.  If one were to place the various forms of metro consolidation along a continuum from most comprehensive to least, they would range from annexation to city-county consolidation to special districts.  Interjurisdictional districts and COGs are not formal governmental integrations methods but are often discussed as psuedo attempts at urban-suburban integration. Actually, city-county consolidation can be conceptually viewed as a mid-point of integration of political structures and processes between annexation and special district, much in the manner which Constitutionalist place federalism as a mid-ground between unitary and confederation forms of government.

            The arguments for city-county consolidation have focused on: 1) improved public services (i.e. economics of scale and specialization of services; (Dye, Thomas, Politics in States and Communities. 10th ed, Prentice Hall, 2000, p. 379-384);  2) significantly improved cooperation in specific public services; especially transportation (i.e. areas-wide mass transit) and in crime, fire, air and water pollution; 3) addressing the economic disequilibrium between core cities with lower tax bases (i.e. poor) and more costly programs (i.e. public health/welfare, crime and fire protection) while the economic advantaged escape to unincorporated areas.  Therefore, an inequality of needs and resources exist thanks to the “exist option” for those persons, business, and industries able to relocate outside the incorporate city.  Lastly, centralization of authority will focus policy making and responsibility on one entity so the potential for accountability will be more focused. (Hirschman, Albert O, Exit, voice, and loyalty; responses to decline in firms, organizations, and states, Harvard Univ. Press, 1970, p.2)

            Where annexation is untenable or at best political suicide for its advocates, consolidation of city and county governments is often sought as a compromise solution to growth and tax issues.  Nevertheless, consolidation is often stymied by social, economic and racial patterns of living that differ between cities and their surroundings. (V. L. Marando and C. Whitley, “City-County Consolidation…” Urban Affairs Quarterly, 8 (Dec. 1972), 181-203).  Without major failures and problems in the city or suburban government, the history of consolidation has been generally unsuccessful. (T.A. Henderson and W. A. Rosenbaum, “The Prospects for Consolidating Local Governments…” American Journal of Political Science, 17 (Nov. 1973), 695-720).

            Often the first step toward consolidation is the creation of a study commission composed of members of the city and county elected officials and some lay-citizens to add the legitimacy of popular sovereignty to the commission.  Establishing a study commission is fairly common practice for government when legislative and executive bodies at all levels lack the political will to legislate or administer. It also adds the force of the “popular will” to their actions or the lack there of.  North Carolina’s legal pattern regarding consolidation requires a “double majority” vote, similar to the double veto in the UN Security Council.  The double majority means that in North Carolina, there are never going to be any city-county consolidation. As long as their political, social, economic interests and values differ there will be no positive vote in both the city and the county.

            Reform “do-gooder” groups often organize consolidation campaigns; they usually rely on media campaign rather than grass roots, retail politics to advocate consolidation.  Generally, voter turnout is slightly above turnout in municipal elections (i.e. 30-60%).  Just as with bond referendum, the higher the turnout the more likely a negative vote.

            Often, the county voters defeat city-county consolidation; they fear higher taxes.  However, they also want their own governmental officials, their own identity, and they do not want the city’s problems and complexity.  In fact, they reject the professional governmental structures more often than they do the multiple-level elected representatives and directly chosen public administrators (i.e. sheriffs, tax collectors and assessors).  Since most consolidation efforts has occurred in the South’s urban areas, and since these areas are generally covered by the Voting Rights Act of 1965 and its 1982 amendments and court implementations, the issue of race has been of critical importance in city-county consolidation efforts.  Race has been and continues to be a double-edged sword.  City leaders often orchestrate a whisper campaign that consolidation is necessary to save the city from minority control, yet county residents may oppose joining the city for that very reason.  African-American city voters often support consolidation to add the suburban property value to the city’s tax  base, yet they oppose the transfer of political power to the newly joined members of the consolidated community.  As a former mayor of Wilmington advised one of the authors during a recent consolidation debate, “we want your brains not your taxes, because the city has been losing its middle-class civic-minded citizens to the suburbs.” 

            Generally, the progressive-reform desire for consolidation comes from business leaders, civic groups, and the media especially the printed media.  Their arguments are straight out of introductory public administration text: 1) more efficient and economical service delivery, 2) improved coordination of programs and policies, 3) equity in economic resources based on “ability to pay,” 4) improved accountability and responsibility of elected and appointed officials.  (V. Ostrom, C. Tiebout, R. Warren, “The Organization of Government in Metropolitan Areas,” American Political Science Review 55 (Dec. 1961):831-42.

            The most extensive analysis of the proposition that consolidation “improves services while cutting spending” concluded that no quantifiable influence existed.  This research studied two Florida cities and their counties between 1955 and 1981.  Jacksonville-Duval County consolidated and Tampa-Hillsborough County attempt. (J. E. Bentin, “City-County Consolidation and Economics of Scale,” Social Science Quarterly, 65 (March, 1985), 190-98.  Approximately three-fourths of all city-county consolidation movements are unsuccessful due to the voter’s rejections.  Successful consolidations appear to occur in single counties in smaller to medium size cities in the South and West.  Usually, some unique issues or crisis are involved, often the sheriff’s position and responsibilities and a separate police force are both kept and as are similarly separate school systems most important in securing voters approval of consolidation. (V. L. Marardo “City-County Consolidation Reform…” Western Political Quarterly, 32 (Dec, 1979), 409-21).

History of Consolidation in Wilmington

 

 

            From the beginning of the 20th century New Hanover County managed her schools under a countywide system.  There were no districts or special city funds, only a general fund kept by the County Treasurer and apportioned to all schools in the county. (NHC Board of Education, 1916, p. 39).

            In February, 1890 there were 2,793 white and 4,505 colored children in the system.  In 1898-99 the “Revolution in New Hanover” occurred and race relations, even in education, went through “a thorough bleaching.” (NHCBE, p.41).

            In August of 1920, a financial crisis of the city of Wilmington caused the Chamber of Commerce secretary, James H. Cowan to advocate consolidation of city and county governments to save the taxpayer of both governments many thousands of dollars. (Wilmington Star 8/21/1920, p. 1)  The local government or the state legislature to advance this idea did nothing.

            There is a great deal of “chicken and egg” deliberation in public policy research but in the case of Wilmington-New Hanover a simple time line indicates that once the North Carolina’s General Assembly enacted the 1959 Development Standards and Services Requirement (Gen. Stat. 160A-33-56) unilateral annexations became Wilmington’s chosen method for growth.  Using this act the city doubled its size and population in 1964.  If one accepts the date of this legislation and understands the recognition of it by the US Advisory Commission on Intergovernmental Relations as the most innovative pro-active annexation legislation in the country, one can readily understand why consolidation (the egg) has not only been the secondary institutional approach to growth but has in this state always been unfertilized.  In policy terms it is an egg that will never hatch.

            The next effort at consolidation began in 1970 when the New Hanover commissioners suggested taking over the health department, Civil Defense, recreation, the library, the golf course, and Legion Stadium, from Wilmington if the alcohol tax and intangible taxes would be reallocated to recognize these as county functions.  This action initiated the early 1970s efforts for consolidation.

            In 1973, the Wilmington-New Hanover consolidation reached the electorate for the first time.  The county commissioners were unanimously opposed to consolidation.  The proposed charter provided for no change in the duties and status of the Police and Sheriffs’ departments, but both the Sheriff Marion Millis and Police Chief H.E. Williamson were also opposed to consolidation even though the charter would keep their departments as separate entities rather than consolidated their services. (Sara Lindau, Wilmington Star – 2/23/73; p. A8)

            A group of supporters of consolidation circulated a leaflet advocating merger for the following reasons:

1)      city and county will keep their current police, fire, etc. services and pay the same taxes;

2)      current consolidation of schools, Health, Welfare, courts, Mental Health, jails, museum,  library, etc. already exist but they are administered by two boards;

3)      consolidation does three things:

A.     combines two governing boards, creates two year terms, and an elected mayor

B.     greater economy from eliminating employees, central purchasing and computer accounting

C.     tax reductions caused by A and B, (Jacksonville-Columbus Ga. has reduced taxes since consolidation)

4)      consolidation equal efficiency and conveniences of government  

5)      consolidation is a practical solution to the county’s water and sewage problem.  (Consolidation Means Better Government and Attention Citizens Consolidation: Q&A)

 

On February 27, 1973 the electorate, by a 3 to 1 vote rejected Wilmington/New Hanover consolidation.  This vote ended the almost four years of debate between the city council (pro) and county commissioner (con) forces.   Opponents waged their campaign on the issues of  “big government”, and “high taxes.”  Minorities thought that “at large” representation would decrease their representation in the consolidated government (James Hefner, “Light Vote” Wilmington Star 2/28/73, p. 2) 

(Table 1 Here)

             The county commissioners wanted the county’s eleven precincts to vote against consolidation, and they did.  Only three of Wilmington’s precincts supported consolidation.  Overall, the turnout was light.  In the county 1,228 voted no; 111 yes; in the city 9, 494 voted no; 3,859 voted yes; the totals were 11,722 against and 4,040 for.  The vote in Wilmington’s minority precincts was light and opposed to consolidation.  Just as Charlotte/Mecklenburg had done in 1971, Wilmington defeated consolidation two years later.

            As soon as consolidation was defeated at the polls, the other alternative to urban problems resolving from an institutional perspective reared its prophetic head.  Since the Development Standard and Service Act of 1959, annexation has been North Carolina’s municipality’s easiest and favored method of growth.  The development standards of: 1) adjacent or contiguous area, and 2) urban development of 2 person per acre are very minimal.  The service requirements of providing: 1) police, fire, garbage collection, and street maintenance on annexation date and 2) extending water and sewer mains into annexed areas with contracts and construction to begin within 12 months of annexation date and identify method of financing for these services are also quite minimal. (Gen. Stat. 160A – 47)

            In light of the defeated consolidation vote, several officials blamed the defeat of consolidation on supporter’s arguments that county residents face either “consolidation or annexation;” however this slogan was too simplistic to capture the complexity of the problems at hand.  (John Randt, “Rural Areas need Services” Wilmington Star 3/1/73, p. 3)

            Wilmington manager, J. A. Jones, stated that the extension of water and sewer services were an immediate health necessity in many areas of the county.  However the old adage that cities can’t learn seems somewhat inaccurate when applied in Wilmington’s recent growth, The 1964 annexation approximately doubled Wilmington’s size, and Wilmington extended the most costly of services, water and sewer, at no direct cost to the annexed property owners.  It took the city over nine years to repay this indebtedness, only completing it in 1973 with $285,000 federal revenue sharing funds.  Next, Wilmington requested approval of a satellite annexation from the General Assembly and then annexed the 670-acre Echo Farms Golf course and subdivision project south of Wilmington on Carolina Beach Road.  By extending utility lines substantially larger than required for the satellite annexation, Wilmington prepared for additional annexations along the highway and in the adjacent residential and commercial areas.  (Randt, “Rural” Wilmington Star)

            As the city and county began to revive their consolidation discussion in 1977-1978, a city-county consolidation committee was formed.  Its first goal was to ascertain why the consolidation vote failed in 1973, and its second responsibility was to identify the advantages and disadvantages associated with a new projected consolidation.  Dr. James Finger, director of the health department, identified certain areas of the county with potential septic tank health hazards to the community.  In April, 1978 a series of six hearings were conducted to receive public input. (John Meyer, “Consolidation Committee” Wilmington Star 4/11/78; p. 1-B.)

            In 1984, former county commissioner and progressive leader of one faction of the local Democratic Party, Karen Gottovi, chaired the movement for consolidation.   The 15-member citizen commission hired UNC-W pollsters Richard Dixon and Roger Lowery to gauge public opinion on the consolidation issues.  In their survey conducted in mid-March 1985, they concluded that 58.8% of their respondents would support consolidation if they could elect public officials in the manner they wished.  The sampling error of the survey was 4.5%.  The Wilmington sample supported consolidation by 64.7%; but 58% of the total sampled felt taxes would increase under consolidation, and 76% believed that if consolidation failed, Wilmington would continue forced annexations of its surroundings. (Kevin Cox, “Survey Backs Consolidation” Wilmington Star, 4/5/85; p. A1).

            As the debate over consolidation intensified in 1987, Sheriff Joe McQueen announced that he opposed consolidation, since it would dilute his powers.  McQueen stated that the proponents were focusing on law enforcement in order to hide the main issue: money.  He asked, “how much is it going to cost”  (Kelvin Hart, “Sheriff is against charter,” Wilmington Star 5/10/87; p. 1C) In late May 1987, the city council and county commissioner approved a much revised consolidation charter.  McQueen’s duties in law enforcement were compromised with the phrase, “…the sheriff coordinates with the police chief, the administration of law enforcement…” (James Drew, “Kinks Worked-out” Wilmington Star 5/23/1987 p. 1A).

            As the charter was accepted, the key question about taxes was left unanswered.  County Commissioner Noland O’Neil’s said, “It’s anybody’s guess what will happen to the tax rates.” (James Drew, “Don’t Look for Answers” Wilmington Star 9/23/1987; p. 2C).    The plan provided for General Service Districts funded by property taxes to pay Health Dept, sheriff, and social services.  The current city would become an urban service district with police, fire, water, and trash pickup provided by an additional tax.  Lastly, a rural fire tax district would cover the non-urban areas of the county and a special tax would be levied here. (Drew, “Don’t” Wilmington Star)

            The second popular vote on consolidation, (10/7/1987) had similar results to the first.  Consolidation carried Wilmington, but it lost decidedly in the unincorporated areas (57% to 43%).

(Table 2 Here)

 

The defeat of the consolidation on October 7, 1987 can be laid to fear of higher taxes and loss of autonomy by the sheriff and volunteer fire departments.  Opponents focused on the uncertainty of the tax structure under the proposed consolidation. (Tricia Robertson, “Voters’ Fear Change”, Wilmington Star 10/8/1987 p. 1A).  In the mayoral election of 1987, the A&B areas mayor, elected in 1985, Berry Williams, was handily defeated by the more polished and younger Don Betz.  Based one this one term experience for the anti-annexation mayoral candidate city politics seemed to return to some type of normalcy.  Betz, the moderate progressive, won reelection in ’89, ’91, ’93, and ’95.  He lost in 1997 in a run-off, in part, due to the annexation plan of 1995.  In 1998, the revised ’95 annexation plan became effective and the anti-annexation candidate of 1999 – David Jones of Landfall won.  Within the next year, the 1998 Annexation plan was operational and the new city residents of “Between the Creeks” helped elect Harper Peterson, the consolidation candidate for mayor in a run-off against Charlie Rivenbark, the annexation proponent.  The twelve years following the consolidation vote of 1987 have been most important years in the growth of Wilmington.  Inter-state 40 was finished in late 1990 tying Wilmington and southeastern North Carolina to the nation for the first time in over thirty years.  Atlantic Coast Line Railroad left Wilmington in 1959 when it merged with Seaboard Coast Line Railroad, almost causing Wilmington to implode.  Community and state efforts for industrial recruitment, developing a port, and modernizing an airport were only marginally successful.  Wilmington’s population actually decline by approximately 1,000 people between 1950 and 1960.  (Table 3 & 4 Here) However, its pro-active annexation policies of the 1990’s, the completion of I-40, the Clinton economic boom 1993-99, combined with the warm waters of the Atlantic (June through September) stimulate growth.  Wilmington grew from 55,530 in 1990 to 90,400 after it last annexation in 2000.  This growth was in spite of port problems (narrow and shallow channel), airport limits (serviced by only one national carrier), and nature’s God picking Wilmington as the bull’s eye for his hurricane furry (i.e. Bertha ’96, Fran ’96; Bonnie ’98 and Floyd ’99).

Nevertheless, Wilmington and New Hanover debated consolidation and again voted on it in 1995. On Wednesday, October 11, 1995 the headline of the Wilmington Star was “Consolidation lost big … annexation is a sure thing” (Bettie Fennell, “No” Wilmington Star p. 1A; October 11, 1995).  Wilmington had announced that it was going to annex 27, 000 people and 27 sq. miles.   Therefore, the strongest support for consolidation (55%) came from the areas identified as the first to be annexed (i.e. College Acres and Landfall).  In the city the vote was 54% for, but in the beach cities consolidation was rejected  by 86%.

(Table 5 Here)

            Wilmington, minority areas and the most affluent neighborhoods supported consolidation.  Outside incorporated  Wilmington, only those precincts under direct threat of annexation voted yes.  The no votes were highest in the precinct furtherest  from city limits.  Specifically, Cape Fear (on the North side of the county), Federal Point (on the South end of the county), and parts of Harnett on the north side of the city were the areas with the highest no votes.

            Still in 1995, the county and city elected leaders Commissioner Bobby Greer and Mayor Don Betz were saying that consolidation would mean lower taxes and smaller government.  The disconnect between office holders and professional public servants and scholars studying efficiency and economy seems to be widening rather than narrowing at least that appears as the case in this community.  City council member Katherine Moore may have been closer to the actual facts of the situation when she posed the following choice to the voters, “consolidation or annexation”.  (Wilmington Star 9/20/95 p. 1A)

            The Star’s editorial on election day was damning for consolidation; it warned the voters not to, “buy a pig in a poke” by “giving local officials and the state legislature total power to make radical changes in local government and taxes.” (“Editorial” Wilmington Star 10/10/95. p6A)  A post election poll conducted by noted pollster, Walter DeVries, reported that the vote was “no” because the consolidation proposal lacked specifics. (Wilmington Star 11/7/95; p. 2-B).  The “specificity argument” had been part of the rational for the defeat of consolidation in the 1987 vote (i.e. In ’87 the proposal was too detailed.)  The opponents of consolidation were successful in winning the information campaign.  Their ads and slogans were simple and direct, for example:

·        consolidation is more government not less

·        cost factors: “no guarantee tax rate”, “trust me”, “maybe”, “we will work it out later”

·        Lacked specifics

·        consolidation laws are very unspecific

·        no merged law enforcement

 (“The Real Facts Are: publication of anti-forces,” Wilmington Star Ad. 10/9/95; p. 5B)

 

Aggressive Annexation and the Backlash

 

 

The decade of the 1990’s was a period of aggressive annexation by the city of Wilmington.  As Table 2 indicates the city in square miles grew from 29.7 to 54.3 or 82.8%.  In terms of population, the city grew by 35,350 people or 63.7%.  The city planning department for the city estimates that there are approximately 10,000 people living in the areas annexed during the 1990’s.  The candidate for Mayor in 1999, David Jones, ran on a platform opposed to annexation and carried the four precincts eventually annexed by margins of 78.8%, 67.3%, 55.6%, and 66.0%.  Clearly newly annexed areas wanted to support candidates opposed to further annexation.

In the 2001 Mayoral election, the eventual winner of the race (Harper Peterson) ran a campaign of pro-consolidation and against further annexation.  As Tables 3 and 4 indicate, the winner of the Mayoral election (Harper Peterson) did exceedingly well in precincts newly annexed even though he was clearly the more liberal of the two candidates running in a very conservative set of precincts (newly annexed).  In fact, Peterson actually lost the recently annexed precincts two years before in the 1999 Mayoral election.  Thus, in 2001 a liberal Mayor who runs well in the Black precincts but who lost two years ago in the recently annexed areas now wins overwhelmingly in the same conservative precincts because he runs on an anti-annexation, pro-consolidation platform. 

Additional data from a survey completed in 2001 (random sample of 358 registered voters completed by the Survey Research Lab at University of North Carolina at Wilmington) adds further support for the hypothesis that the issues of annexation and consolidation are dominant in the election and very important to the voter.  The survey found that 58.8% of the voters were opposed to the annexation policies of the city and 55.6% were supportive of consolidation. There was also overlap in these two views.  The Gamma for the relationship between these two views was .104 and it was significant at the .000 level (the correlation coefficient was .187). 

The cross tabulation is indicated below:

Connection Between Annexation and Consolidation Views

 

Favor Annexation

Oppose Annexation

Depends

For Consolidation

60.8%

51.1%

100.0%

Against Consolidation

29.4%

34.0%

 

Depends

2.0%

8.5%

 

Not Sure

7.8%

6.4%

 

Totals

100.0%

100.0%

100.0%

 

This survey question helps to reinforce the linkage between the anti-annexation and pro-consolidation position of the voter.  Further demographic analysis of the survey shows that certain factors are closely linked with attitudes toward annexation and consolidation.  For example, as shown below, older white voters who have lived longer in the community, who have lower educational levels, and who are currently living in un-incorporated areas are more likely to oppose the annexation policies of the cities.


 

Attitudes toward Annexation

Factors

Significance

Gamma

Explanation

Age

.000

.226

Older, more opposed to annexation

Length in Community

.000

-.051

Longer in community opposed to annexation

Education

.000

-.017

Less education, more opposed to annexation

Income

n.s.

-.088

 

Where live

.000

.183

Live in unincorporated area, more opposed to annexation

Race

.000

.084

Whites more opposed to annexation

 

With regards to attitudes toward consolidation, the picture is somewhat changed but still illustrative of the broader trends.  Highly educated, whites living in the city are very supportive of consolidation and older people and long time residents are moderate supporters of consolidation.  


 

Attitudes Toward Consolidation

Factors

Significance

Gamma

Explanation

Age

.000

.097

Older more support for consolidation

Length in Community

.000

-.001

Longer in community more support for consolidation

Education

.000

-.270

More education more support for consolidation

Income

n.s.

-.144

 

Where Live

.000

.135

Live in city more support

Race

.000

-.308

Whites more support for consolidation

 

 

 

Conclusion

 

          The aggressive annexation policy of the city of Wilmington in the 1990s has now begun to have a direct impact on local politics and particularly the support for government consolidation.  Three previous attempts at consolidation were unsuccessful either because of poorly organized coalitions of support or the lack of a crisis issue or critical event that could mobilize support for consolidation.  The two most recent Mayoral elections show certain areas of the city supporting candidates based on their views of annexation and consolidation.  The traditional highly educated, white voter living in the city is predisposed toward consolidation anyway and now another group of alienated older, long time residents who are also white and living in the unincorporated areas of the county are now showing more support for consolidation.  If we add the residents of the most recently annexed areas (see Tables 3 and 4) to this coalition of support for consolidation, the prospects for a successful vote on consolidation are higher than at any time in the past.

            What is clearly different than before in Wilmington is the presence of a critical event or issue.  In this case, aggressive annexation without the political consent of voters may lead to a structural change that might otherwise not otherwise even be considered.  It is true that the Wilmington area could pursue other regional strategies like functional consolidation and the use of special districts but the momentum toward the more traditional city-consolidation seems just as plausible.

            This case study of Wilmington breathes new life into the Rosenbaum and Kammerer thesis discussed earlier.  Instead of avoiding regional solutions,  Wilmington one of the fastest growing metropolitan areas in North Carolina and the U.S., may be able establish itself as premier regional government just like Indianapolis, Nashville, and Jacksonville.