Martin A.Kozloff
Watson School of Education
University of North Carolina at Wilmington
January, 1997
I. INTRODUCTION
Soon after birth, children are involved in social exchanges with caregivers. These exchanges, which typically occur hundreds of times a day, are the primary local environment in which psychosocial development is fostered or hindered. However, assessing and improving child-caregiver interaction has not yet become an essential part of assistance to educators and families. [For recent contributions, however, see the work of Bailey, Palsha, & Simeonsson (1991); Bromwich (1981); Brown-Gorton & Wolery (1988); Kozloff (1994a, 1994b); MacDonald and Gillette (1984); Mahoney and Powell (1988); Mahoney, Robinson, and Powell (1992); Marfo (1988, 1992); Peck (1989); Seifer, Clark, and Sameroff (1991); Shonkoff, Hauser-Cram, Krauss, and Upshur (1992); Shores (1987); Spiker, Ferguson, and Brooks-Gunn (1993); Tannock, Girolametto, and Siegel (1992); Wetherby and Prizant (1989); and Weistuch and Lewis (1985).]
Inattention to child-caregiver exchanges helps to explain certain destructive trajectories in the lives of many children. For example, if a child has pre-existing "problems" (given caregivers' resources) with temperament, attention, modulation of stimulation, and/or learning, and if caregivers unwittingly reinforce the child's "excessive" or "difficult" behaviors (e.g., fussing or hitting) and less often or less effectively reinforce prosocial and instrumental task behaviors, then the child's "difficult" behaviors may escalate and become durable, while desirable behaviors develop more slowly (Carden-Smith & Fowler, 1983; Carr, Taylor, & Robinson, 1991; Hamblin, Buckholdt, Ferritor, Kozloff, & Blackwell, 1971; Kozloff, 1983). Therefore, in the absence of timely assistance, the following changes may occur.
1. Child-caregiver relationships are increasingly conflictual.
2. The child is seen as an adversary.
3. Caregivers withdraw from the child and/or begin to use harsh methods of discipline.
4. As a result of the above, the child develops fears, sleeping or eating problems, and perhaps aggressive behavior (Trickette, 1993).
5. Caregivers experience much stress and perceive efforts to improve the situation as futile.
6. The child may be diagnosed with an emotional or conduct disorder, and may be ejected from the family and/or school (Donenberg & Baker, 1993).
This paper presents a model of how children's psychosocial development is affected by interaction with caregivers. The model synthesizes information from the author's research with families and schools (Kozloff, 1979, 1988, 1994a, 1994b, 1998; Kozloff et al., 1988) and more than 400 articles and book chapters (representing behavioral, transactional, and cognitive-developmental perspectives) yielded by the data bases PsycLIT, Sociofile, Eric, and Medline published between 1976 and 1993. The model was not developed in the service of any theoretical position. Yet, the final product suggests several generalizations.
First, psychosocial development is a dialectical process. This means that a child's present repertoire (e.g., temperament, competencies, difficult behaviors, and disabilities--as perceived by caregivers) and a child's developmental trajectory (e.g., increasing competence vs worsening problem behavior--as perceived by caregivers) are part of and influence the very interactions that affect the child's development. In other words, children and their social environments change together.
Second, development (prosocial and antisocial) in individuals and social systems has momentum. For example, interaction patterns often change participants' actions, feelings, and perceptions of the self and the other person such that participants are likely to sustain these patterns--even when they are counterproductive. Therefore, in some families and schools it appears impossible to arrest harmful trajectories without outside intervention. This underscores the importance of early assessment, support, and training. Trajectories of interaction and psychosocial development are depicted by relationships among four variable sets.
Set 1 identifies initializing, intervening, and contributing conditions. These help to account for the origins and variations in trajectories between different child-caregiver relationships, and for stability vs change within the same relationship. In other words, variables in Set 1 help to answer questions such as, "How is it that the relationship between Brian and his parents became mutually satisfying so early, while Fred and his parents became adversaries?" "What is it that sustains conflict between Fred and his parents, and what factors, if changed, might enable them to get a fresh start?"
Set 2 identifies features of interaction that operationally define children's and caregivers' "involvement." The nature of "involvement" is important at any time, but especially during early stages (e.g., infancy, early childhood, or a child is entering a new environment), when it is critical that interaction fosters mutual affection; helps children to organize attention, feelings, and vegetative functions (e.g., eating, sleeping, eliminating); and increases children's skill at social interaction (Brazelton, Koslowski, & Main, 1974; Field, 1980, 1986; Fraiberg, 1974; Grossmann & Grossmann, 1991; Hyche, Bakeman, & Adamson, 1992; Tronick, 1980, 1989).
Early patterns of child-caregiver involvement (combined with conditions in Set 1) crystallize into durable patterns of interaction, or exchanges, that characterize a child-caregiver relationship (Set 3). Exchanges are interactions in which each participant takes at least one turn--initiating and/or reciprocating the action of the other person.
Exchanges are classified by the contingencies of reinforcement embedded in episodes (Kozloff, 1988, 1994a, 1994b; Patterson, 1980, 1982; Patterson & Reid, 1984; Pettit & Bates, 1989, 1990; van de Rijt-Plooij & Plooij, 1993). For instance, in the "rewarded noncompliance" exchange, a caregiver initiates with a question or request, and the child responds by objecting or ignoring. The caregiver repeats the initiation. This may reinforce the child's noncompliant response while offering yet another chance for noncooperation. If the child finally cooperates, the caregiver is reinforced for repeating initiations (nagging).
Using a typology of exchanges to assess interaction is especially useful when interaction is crystallizing into frequent, skillful, and durable patterns. This is because each type of exchange fosters specific changes in the participants involved. Therefore, by identifying typical child-caregiver exchanges in a school or family, we are better able to: 1) predict how children's and caregivers' behavioral repertoires and relationship are likely to change; and 2) identify ways to improve their interaction so as to further psychosocial development.
Again, both continuity and change in trajectories are affected by variables in Set 1. The next section briefly examines connections between patterns of child-caregiver interaction and children's psychosocial development.
II. SOCIAL INTERACTION AND PSYCHOSOCIAL DEVELOPMENT
Society is the coordination of members' actions into script-like forms. The simplest form is an exchange (Blau, 1964; Homans, 1961; Kozloff, 1988; Patterson & Reid, 1984; Simmel, 1971). Examples of exchanges include threats that are made by one person which produce placating responses from the other person; or requests that are made by one person which are followed by cooperation from the second person. Some exchanges involve only one or two turns on the part of each participant. For example, a child asks a question (initiation); her mother answers (reciprocation); and each person returns to what she was doing. However, most exchanges in a social system are assembled into longer sequences--activities such as meals, play, fights, work projects, and lessons. The structure of exchanges helps to organize the feelings, attention, and actions of participants, as shown by the following interaction between a two-month-old infant and his mother.
Exchanges between infants and parents or between new students and peers or teachers (i.e., newcomers and established members) are at first irregular or dysfluent; that is, persons respond somewhat unpredictably to initiations (e.g., requests) and reciprocations (e.g., approval), or fail to take their turns. This is because newcomers may not know (infants certainly do not know) what an adult's words, facial expressions, postures, and hand gestures signify about the adult's feelings or next actions, or what the newcomer is expected to do. Similarly, adults may not tailor initiations, prompts, and reciprocations to the newcomer's competencies, capacities, and communicative intentions. With practice from repeated interaction, however, participants usually learn what each persons' actions signify or mean (Jones, 1977), and each person becomes skilled at taking his or her turns (Brazelton et al., 1974; Cohn & Tronick, 1987; Schaffer, Schaffer, Collis, & Parsons, 1977). This is true whether interaction fosters actions and social roles that are prosocial, antisocial, or self-destructive (Hamblin, Buckholdt, Ferritor, Kozloff, & Blackwell, 1971; Kozloff, 1998; Patterson, Reid, & Dishion, 1989; Sobsey, 1994).
When interaction involves mutual reward (i.e., each person's actions are reinforcers for the other person), children become attentive to social activities, and they learn to organize affect (e.g., pleasure), the expression of affect (e.g., laughter), vegetative functions, and purposive actions into complex routines such as conversation and everyday tasks (Field, 1989; Fogel, 1992; Trevarthen, 1977). Simultaneously, caregivers learn how to further children's development--to initiate, prompt, and reciprocate children's actions in ways that are congruent with children's competencies, capacities, needs, and preferences. In summary, interaction is increasingly smooth and cooperative.
As children learn to collaborate in social life, other persons may come to see and treat them as increasingly competent. They provide resources (e.g., toys and affection), protection, more mature ways to contribute, and personhood (i.e., they see children as members with rights, responsibilities, and personality traits) (Abidin, Jenkins, & McGaughy, 1992; Brazelton, Tronick, Adamson, Als, & Wise, 1975; Henry, 1966; Schaffer, 1984; Valsiner, 1987). (See Personalization and Depersonalization.)
Interaction that involves fights, harsh discipline, and withholding affection, however, teaches children and caregivers to see each other as adversaries, and to withdraw or to use aversive actions to coerce reinforcing responses from the other person (Carden-Smith & Fowler, 1983; Carr, Taylor, & Robinson, 1991; Taylor & Carr, 1994). These patterns inhibit a child's learning desirable behavior and may worsen problem behavior, such as self-injury and aggression, to the point that a child is excluded from "normal" family, education, and recreation settings (Donenberg & Baker, 1993; Patterson, 1982; Patterson, Reid, & Dishion,1989; Trickette, 1993; van de Rijt-Plooij & Plooij, 1993). Therefore, it is important to understand how interaction that fosters vs hinders psychosocial development is initialized, sustained, and may be altered. Following sections address this by examining each of the variable sets noted above.
VARIABLE SET 1. INITIALIZING, INTERVENING, AND CONTRIBUTING CONDITIONS
This section identifies factors that influence early interaction and the crystallizing of durable exchanges.
Children's Temperament, Competencies, and Disabilities
Some children's characteristics make it difficult for caregivers without
support and training to engage them (or perhaps to sustain them) in productive
interaction. For instance, some children (e.g., with autism, vision and
hearing problems) initiate and reciprocate interaction with eye contact,
facial expressions, and vocalizations less than children without disabilities;
they resist being held; and they take longer to learn turn-taking competencies
(Bailey & Wolery, 1984; Barden, Ford, Jensen, Rogers-Salyer, &
Salyer, 1989; Fraiberg, 1974; Hyche et al., 1992; Jarvis et al., 1989;
Marfo, 1992; Mitchell, 1987; Zirpoli & Bell, 1987).
Also, some infants and young children are temperamental--frequently make distressed faces; express negative mood through crying, turning away, and fussing; are noncompliant but persistent in attention-seeking; and infrequently smile and vocalize in a way that is pleasant for caregivers (Campbell et al., 1994; Shaw et al., 1994; van den Boom, 1991). This helps to explain why some caregivers are intrusive (perhaps as an effort to evoke responses from children) (Mitchell, 1987); and why some caregivers become less involved--make less physical and visual contact, are less responsive to positive behaviors, and soothe children less often than caregivers of nonirritable children (van den Boom & Hoeksma, 1994).
Caregivers' Emotional Wellbeing
Caregivers' emotional wellbeing can affect interaction and therefore
children's development (Gardner, 1992). For example, depressed mothers
tend to see their infants' behavior as more negative and their own behavior
as more positive than do outside observers (Field, Morrow, & Adlestein,
1993). In addition, in contrast to infants and nondepressed mothers, infants
and depressed mothers: 1) share more expressions of depressed mood and
low activity levels, and share fewer positive behavior states (Field et
al., 1989; Field, Widmayer, Adler, & DeCubas, 1990; Pickens & Field,
1993); 2) have fewer opportunities to coordinate actions into activity
formats (Cohn, Reinaldo, Tronick, Connell, & Lyons-Ruth, 1986); and
3) experience more failure to repair mismatches (e.g., a depressed caregiver
may not reciprocate an infant's effort to procure calming touch) (Tronick
& Gianino, 1986). These early unsatisfying exchanges can crystallize
into patterns of abuse and neglect (Kolko, Kazdin, Thomas, & Day, 1993;
Kurtz, Gaudin, Howing, & Wodarski, 1993).
Stress
Certain stressors affect caregivers' abilities to initiate and sustain
positive involvement and productive exchanges, or to improve children's
behavior and development. These stressors include: 1) emotional problems
(e.g., depression); 2) a child's irritability and unresponsivness; 3) economic
vulnerability or hardship (Cantrell, Carrico, Franklin, & Grubb, 1990;
Conger, Ge, Elder, Lorenz, & Simons, 1994; Dubowitz, Zuckerman, Bithoney,
& Newberger, 1989; Palley & Fisher, 1991; Whipple & Webster-Stratton,
1991); and 4) marital discord (Gable, Belsky, & Crnic, 1992; Miller
et al., 1993).
Coping Resources
Certain resources help caregivers to cope with stressors and/or to
improve interaction. These include: 1) social support as a source of advice,
encouragment, sense of belonging, and models for interpreting children's
behavior in a more positive light (Corse, Schmid, & Trickett, 1990;
Field, Widmayer, Adler, & DeCubans, 1990; Cooper, Dunst, & Vance,
1990); 2) supervision from spouse or home visitors (Cohen & Warren,
1990); 3) productive interaction with spouse and other family members (Mollerstrom,
Patchner, & Milner, 1992); and 4) training tailored to caregivers'
situations (e.g., handling depression, parenting children with difficult
temperament, being a teenaged parent).
Training appears to result in caregivers: 1) increasing positive attitudes toward their children, knowledge of child development, warmth, opportunities for children to respond, and contingent responsivness; and 2) decreasing their intrusiveness and their reinforcement of undesirable behavior (Bansich, Brooks-Gunn, & Clewell, 1992; Kirkham, Schilling, & Norelius, 1986; Leifer, Wax, Leventhaler-Belfer, & Fouchia, 1989; Panzarine, 1988; Straythorne & Weidman, 1989). Possible effects of the above variables will be shown in the sections that follow, beginning with variable set 2.
SET 2. EARLY INTERACTION: RECIPROCITY (POSITIVE INVOLVEMENT) VS INCONGRUITY (NEGATIVE INVOLVEMENT)
When early interaction is characterized by "reciprocity" or "positive involvement," it favors the crystallization of mutually rewarding exchanges (Set 3) that (depending on several intervening variables) foster satisfactory psychosocial development (Brazelton et al., 1975; Frankel & Bates, 1990; Grossmann & Grossmann, 1991; Jarvis, Meyers, & Creasey, 1989; Pettit & Bates, 1989). However, when early interaction is characterized by "negative involvement," it favors the crystallization of counterproductive exchanges that promote children's externalizing behavior, weaken prosocial behavior, and/or victimize children through abuse (Dodge, Bates, & Pettit, 1990; Field, Healy, & LeBlanc, 1989; Hyche et al., 1992; McGonigle, Smith, Benjamin, & Turner, 1993; Miller, Cowan, Cowan, Hetherington, & Clingempeel, 1993; Olson, Bates, & Bayles, 1989, 1990; Plooij & van de Rijt-Plooij, 1989; van de Rijt-Plooij & Plooij, 1993; Shaw et al., 1994; Weiss, Dodge, Bates, & Pettit, 1992). Positive and negative involvement are defined by four groups of behavior, as follows
Positive Or Negative Climates For Interaction
The likelihood that interaction will be reciprocal vs conflictual is
influenced by the climate (something like a foundation) that is established
through: 1) the expression of feelings; 2) attention and interest; 3) posture
and positioning; 4) modulation of stimulation; and 5) associations between
biological necessities (vegetative functions) and feelings.
Expression Of Feelings Expressing feelings is one way that children and caregivers regulate interaction (Field, 1986; Trevarthen, 1977; Tronick, 1989). For example, a caregiver understands a child's grimace as discomfort with the caregiver's close proximity; the caregiver moves back until the child is calmer. Moreover, the expression of affect influences children and caregivers seeking vs avoiding each other for activities, such as play (McCollum, 1983). The positive expression of feelings means that a caregiver frequently smiles, gently touches, warmly vocalizes, cuddles, laughs with, and caresses the child when the child is receptive (Field, Vega-Lahr, Goldstein, & Scafidi, 1987; Field, Vega-Lahr, Scafidi, & Goldstein, 1987; Marfo, 1992; Nwokah & Fogel, 1993).
The negative expression of feelings, however, means that a caregiver infrequently smiles, gently touches, warmly vocalizes, cuddles, laughs with, and caresses the child. Instead, the caregiver often frowns, wears a blank expression (the "still-face"), scolds, pushes, and roughly pulls or holds the child. As a result, a child's smiling may decrease (the child's "depressed" affect now matches the caregiver's), and the child's distress and gaze aversion increase (Cohn & Tronick, 1989; Field, 1986; Field, Vega-Lahr, Scafidi, & Goldstein, 1986; Gusella, Muir, & Tronick, 1988; Pickens & Field, 1993; van den Boom & Hoeksma, 1994). The caregiver may react to these changes in the child by withdrawing or by delivering aversive consequences. This may begin a trajectory of mutual withdrawal or maltreatment (Dodge, Bates, & Pettit, 1990; Pettit & Bates, 1989; Sanders, Patel, Le Grice, & Shepherd, 1993; Schindler & Arkowitz, 1986).
Attention and Interest An attentive and interested caregiver more effectively initiates and reciprocates a child's actions. Also, a child may understand the caregiver's attention as a sign of mutual involvement. Examples of positive attention and interest include: 1) face-to-face-talk and mutual "visual regard" (e.g., looking at the same objects); and 2) a caregiver turning toward and watching the child's actions (Duchan, 1989; Reimers & Fogel, 1992; Sigman, Beckwith, Cohen, & Parmelee, 1989). Negative attention and interest, however, consist of caregiver and child: 1) frequently not turning toward or looking at the face of the other; and 2) not watching what the other person is doing or attending to.
Posture and Positioning Posture and position influence attention and reaching. Infants in the supine position, for example, look at their mothers more often than infants in the sitting position, perhaps because infants in the sitting position are better able to engage in visually guided reaching (e.g., for objects) (Fogel, Dedo, & McEwen, 1992). Positive posture and positioning means that a caregiver: 1) attends to a child's body and to surrounding objects; and 2) arranges these to facilitate a child's comfort and visual and bodily contact with objects. For example, a child is held or supported upright; objects are placed or moved so a child will orient, reach, grasp, and manipulate them. Negative posture and positioning, however, means that a child: 1) is unsupported; 2) is supported in uncomfortable ways; 3) is not positioned to see the caregiver or important objects; and 4) objects are not positioned so the child can reach or manipulate them.
Modulating Stimulation Children differ in the kinds, intensities, and durations of stimulation (e.g., vocalizations, proximity, facial expressions, background noise) that evoke attention or produce habituation and discomfort; and in their responses (e.g., crying, turning away) to overstimulation and understimulation. When caregivers modulate stimulation congruently with children's needs and preferences, children learn that expressions of comfort/discomfort are effective and that interaction is generally pleasant. When caregivers fail to modulate stimulation, however, interaction is punctuated or characterized by children's fussing and caregivers' intrusive efforts to re-engage the children (Field, 1980; Martin, 1981; Shaw et al., 1994; Tronick, 1989).
Positive modulation of stimulation means that a caregiver alters the kind, intensity, and duration of stimulation in response to a child's expressions of comfort, interest, and energy (Brazelton et al., 1974). For example: 1) an infant turns away, and a parent stops talking until the infant reorients; 2) a young child fusses, and a teacher suspects that the music is loud and lowers the volume; 3) a child becomes calm, turns back to a caregiver and smiles; the caregiver smiles back, re-engaging the child.
Negative modulation of stimulation, however, means that: 1) a caregiver persists in trying to sustain an overstimulated child's attention; 2) a child expresses distress at background noise, and the caregiver talks louder or gesticulates faster; and 3) a child reorients to a caregiver, but the caregiver does not reciprocate (e.g., by initiating a new activity).
Associating Vegetative Functions With Feelings Interaction that surrounds hunger, fatigue, injury, and elimination can have strong effects. For example, when eating is done during conflict (e.g., forcing certain foods), a child may become distressed by hunger and by meal times and meal places, anxious about expressing dispreferences, and resist participating in meals (Sanders et al., 1993). Examples of the positive association of vegetative functions and feelings include the following. A caregiver: 1) gives food choices; 2) allows a child to stop eating when the child expresses having enough; 3) feeds slowly enough ("pacing") and with small enough bites that the child enjoys eating; 4) allows a child to eat in a way that is comfortable (e.g., to finger feed); 5) allows a child to sleep when the child appears tired; 6) comforts a child when putting the child to bed; 7) treats toileting accidents as reflecting current levels of skill; 8) comforts an injured child; 9) expresses warm feelings when a child is eating, toileting, injured, or going to sleep.
Examples of the negative association of vegetative functions and feelings, however, include the following. A caregiver: 1) provokes fussing by badgering a child to eat; 2) forces a child to eat although the child expresses that he or she is done; 3) feeds so quickly or with such large bites that eating is unpleasant; 4) insists that a child use utensils in certain ways; 5) keeps a tired child awake; 6) rushes a child to bed or physically forces a child to stay down; 7) communicates that toileting accidents are shameful; 8) withdraws, scolds, or insults an injured child; 9) expresses irritation, dislike, or disgust while a child is eating, toileting, injured, or going to sleep. There is no better depiction of the above than Henry's Pathways to madness (Henry, 1971).
Providing Or Failing to Provide Children with Opportunities
This is a second group of features that define interaction as reciprocal
(positive involvement) or nonreciprocal (negative involvement). Important
features include: 1) formats for action and interaction; 2) initiating
and sustaining attention; 3) explicit cues to participate; 4) tailoring
cues to a child's needs, preferences, and capacities; 5) sufficient wait
time
Formats For Action and Interaction Motor tasks (e.g., manipulating objects) and social activities (e.g., imitative play) involve physically necessary and/or conventional sequences (Duncan & Farley, 1990). These sequences are formats that teach participants to assemble actions into projects (as in locating, reaching for, and grasping a ball) or turns (e.g., in games) (Bakeman & Adamson, 1986; Cohn & Tronick, 1987; Connolly & Dalgleish, 1989; Fogel, 1977). Formats also enable participants to acquire shared knowledge of objects, actions, and interaction sequences (Bruner, 1983; Crais, 1990; Mead, 1956).
Examples of the positive use of formats are as follows. A caregiver: 1) names (offers) formats that a child might try ("Pull the string" or "Let's play peek-a-boo"); 2) makes materials available (e.g., books to jointly look at); 3) comments on the format a child is enacting ("You are pulling the string"); and 4) modifies formats in light of a child's competencies, preferences, and capacities (e.g., removes steps in a task or helps a child to cover herself during peek-a-boo).
Examples of the negative use of formats, however, include the following. A caregiver: 1) does not name (offer) formats that a child might try; 2) does not make materials available; 3) does not comment on the format a child is enacting (e.g., procedes through a book as though each page were independent of the rest--i.e., the child does not hear a story); and 4) does not modify formats in light of competencies, preferences, and capacities (e.g., if a child does not cover her head, the caregiver abandons peek-a-boo).
Initiating and Sustaining a Child's Attention When caregivers initiate and sustain a child's attention, competent participation increases (Duchan, 1989; Reimers & Fogel, 1992). Positive efforts to initiate and sustain attention are as follows. A caregiver frequently: 1) smiles, affectionately touches the child, and vocalizes in an approving way; 2) points out objects or events ("Look. The ball is rolling down."); and 3) switches objects, vocalizations (e.g., "Pretty girl"), and activities (e.g., a story) before or shortly after a child habituates or expresses dispreference.
Negative efforts to initiate and sustain attention, however, include the following. A caregiver: 1) seldom smiles, affectionately touches a child, or vocalizes approvingly; 2) fails to indicate interesting objects or events; and 3) persists in presenting an object, or allows or demands that a child continue with tasks and activities, although the child's behavior (turning away, gaze aversion, fussing, saying "No") indicates habituation or dispreference (Lyons-Ruth, Connell, Zoll, & Stahl, 1987).
Explicit Cues to Participate Having created a format and strengthened attention, a caregiver increases a child's participation in several ways. Examples of the positive use of explicit cues are as follows. A caregiver: 1) gives clear cues for the child's turn ("Now you put a block on top"); 2) shows inviting objects and events (e.g., how to roll a toy car down a ramp); and 3) encourages choices (e.g., holds two toys for an infant to reach; asks an older child, "Do you want to read or wrestle?"; offers dispreferred objects or activities to encourage a child to select a different one) (Wetherby & Rodriguez, 1992).
Examples of the negative use of explicit cues, however, include the following. A caregiver: 1) does not give clear cues for the child's turn; 2) does not show inviting objects and events; and 3) selects objects, activities, or topics for interaction; inhibits a child's selecting different ones; or offers only what the child prefers, and so the child does not have to express preferences.
Tailoring Cues to a Child's Needs, Preferences, and Capacities Competence increases if cues are tailored to a child's needs, preferences, and capacities (Landy, Garner, Pirie, & Swank, 1994; Marfo, 1992; Peck, 1989). Cues vary by: 1) the medium (e.g., vocal, gestural, objects used to attract atention); 2) complexity (e.g., a one-word request ["Trash"] or a whole sentence ["Put the paper in the trash."]); 3) intensity (e.g., a soft vs loud request); 4) the degree of control exerted or expected over a child's response (e.g., a hint vs a command); and 5) how much of a response is cued (e.g., from initiating a task to directing every action) (Wolery, Bailey, & Sugai, 1988).
The positive tailoring of cues includes the following.
1. A caregiver uses familiar language (e.g., utterance length, vocabulary)
that is at or just above a child's level.
2. With a naive or unresponsive child, a caregiver initiates participation
with exaggerated gestures (e.g., big smiles and wide-open eyes) and/or
sing-song voice ("motherese") (Fernald & Kuhl, 1987; Stern, 1974).
3. With a less competent child, a caregiver increases "directiveness"
with "hints, requests, commands, and other controlling behaviors or actions
to get the child to do what...[the caregiver]...wishes and follow her lead"
(Marfo, 1992, p. 224).
4. With a more competent child, a caregiver decreases directiveness.
Examples of the negative tailoring of cues, however, include the following.
1. A caregiver uses unfamiliar language (e.g., utterance length, vocabulary),
or language that is too high above or too far below a child's level.
2. With a naive or unresponsive child, a caregiver uses an unattractive
(e.g., flat), repetitive presentation.
3. With a less competent child, a caregiver increases "directiveness"
to the point of "intrusiveness." That is, a caregiver "initiates, intervenes,
or elaborates so abruptly" and/or so frequently "as to disrupt the child's
ongoing behavior and initiative" (Marfo, 1992, p. 224). This inhibits a
child's learning competent behaviors, stabilizes passivity, and/or provokes
a child to avoid or escape interaction (Cohn & Tronick, 1989; Mitchell,
1987).
4. With a more competent child, a caregiver still uses intrusive directiveness.
Giving a Child Sufficient Time to Act ("Wait Time") To learn and competently perform turn-taking sequences (e.g., question-answer, model-imitation, request-cooperation), a child must have enough "opportunity space" (Jones, 1977). This means that caregivers must adjust pacing and wait time. "Pacing" refers to the rate of a caregiver's behavior (e.g., invitations, hints, requests, questions, instructions, models) (Marfo, 1992). "Wait time" refers to the "extent to which ...[a caregiver]...waits for the child to respond to...[cues]...for action and information, ranging from a strong tendency to deny the child an opportunity to respond to a high incidence of conscious anticipatory pauses following [cues]" (Marfo, 1992, p.224).
Examples of positive wait time include the following. A caregiver:
1. Shakes a rattle in front of an infant's face, or presents a model
for an older child to imitate; waits several seconds before re-presenting
the cue or prompting (Berkowitz, 1990; Griffen, Wolery, & Schuster,
1992).
2. Vocalizes slowly and with enough time between utterances for a child
to join in.
3. Increases wait time if a child takes longer to respond.
4. Observes a child noticing or about to move toward an object or event;
waits several seconds before commenting or inviting the child to act.
5. Varies wait time in light of a child's energy, interest , and difficulty
of the task.
Examples of negative wait time, however, include the following. A caregiver:
1. Presents a question, request, or model again, or adds a prompt,
if a child does not respond immediately.
2. Vocalizes in a steady stream, not giving the child much chance to
join in.
3. Uses a short wait time even if a child takes longer to respond.
4. Observes a child noticing or about to move toward an object or event;
quickly comments or invites the child to act (Seifer et al., 1991).
5. Does not vary wait time in light of a child's energy, interest,
and difficulty of the task (e.g., rushes the child).
Contingent Responsiveness
Infants and caregivers usually learn to coordinate actions into turn-taking
exchanges (e.g., imitation, mutual expressions of pleasure) (Cohn &
Tronick, 1988). Contingent responsiveness of caregivers is important in
developing skillful interaction. First, contingent responsiveness often
serves as reinforcement; that is, it strengthens the child's prior actions
(Field, Guy, & Umbel, 1985). Second, a timely contingent response may
cue a child to continue a course of action. For example, when a child asks
to go outside and a parent nods, the child learns to get her coat. Third,
when a caregiver waits for a child to initiate and responds in a timely
fashion, there may be a decrease in the caregiver's intrusive and noncontingent
behaviors (e.g., repeatedly making requests) (Brown-Gorton & Wolery,
1988). Finally, as each person learns to respond to the other person, it
is easier to assemble episodic exchanges into routines, such as meals,
lessons, and play. This fosters additional competencies, such as problem
solving and instrumental tasks (Frankel & Bates, 1990; Olson et al.,
1990; Olson, Bates, & Kaskie, 1992; Pettit, Harrist, Bates, & Dodge,
1991; Seifer et al., 1991).
Examples of contingent responsiveness include the following.
1. A caregiver waits for a child to perform desirable behaviors, and
then expresses approval and/or indicates that the child may continue.
2. A caregiver follows a child's lead and joins in ("synchrony") (Brazelton
et al. 1974; Censullo, Bowler, Lester, & Brazelton, 1987; Field et
al., 1985; Tronick & Cohn, 1989). For instance: a) when a child smiles,
the caregiver looks at the child and laughs, communicating readiness to
play (Nwokah & Fogel, 1993); and b) when a child claps her hands, a
caregiver imitates.
3. Caregiver and child often perform matching positive behavior states
(Field, Healy, Goldstein, & Guthertz, 1990; Tronick & Cohn, 1989).
For instance, parent and child giggle when the child makes a face. However,
a child and caregiver seldom match negative behavior states, such as anger
or fussiness.
4. A caregiver responds to a range of behaviors as understandable and
rational--as expressing communicative intent. For example: a) a child stares
at an object; a caregiver sees this as a sign of interest and builds on
it ("That's a truck."); and b) a child shakes her head; a caregiver understands
this as expressing dispreference, labels it ("No applesause?"), and offers
another food (Kozloff, 1994b).
Examples of noncontingent responsiveness or of caregiver unresponsivness,
however, include the following.
1. A caregiver initiates or intrudes with repeated questions, requests,
and other stimuli (e.g., shaking a toy near a child's face). The child
may respond with fussing and gaze avoidance (Cohn & Tronick, 1989;
Field, 1977; Mitchell, 1987), to which the caregiver may react by escalating
intrusiveness or by punishing the child. This entrapment cycle" (Henry,
1963) may become typical.
2. A caregiver does not follow a child's lead and join in (lack of synchrony). When a child is only 4 months old, this unresponsiveness may evoke agitation and depressed mood, which may persist over the first year and generalize to other persons (Field, 1986, 1992; Field et al., 1986). With older children (e.g., 12 months), caregiver unresponsiveness may discourage cooperation and foster aggression as children escalate the intensity and duration of exchange initiations (e.g., a child now screams or hits). As children's "externalizing" behavior becomes more aversive, the stage is set for the crystallization of conflict exchanges (Martin, 1981; Shaw et al., 1994; van den Boom & Hoeksma, 1994).
3. Caregiver and child seldom match positive behavior states (e.g., a caregiver is unmoved when a child giggles), but caregiver and child frequently match negative states, such as anger and sadness (Field, et al., 1989; Field et al., 1990).
4. A caregiver fails to respond to behaviors as expressing communicative intent. For example: a) when a child stares at an object, a caregiver sees this as bizarre; b) a child shakes her head when offered applesause, and a caregiver treats this as rude. The child learns that she does not make sense to others, does not warrant efforts to be understood, and/or has little effect on the social environment, leading to withdrawal or "externalizing" behavior (disruptiveness) that other persons may see as oppositional or as attention getting.
Caregivers Effectively Or Do Not Effectively Repair Interaction Difficulties
Early interaction has frequent mismatches (Tronick & Gianino, 1986).
For example, one person communicates a wish to be alone, and the other
person continues to intrude. With repeated interaction, congruity usually
increases (Field, et al., 1990). In some relationships, however, mismatches
are unresolved. This inhibits a child's learning prosocial competencies
and can lead to the crystallizing of conflict exchanges (e.g., punishment).
In view of the above considerations, examples of caregivers' effectively
repairing interaction mismatches include the following.
1. Recognizing a mismatch (e.g., a child fusses during an activity), a caregiver tries to understand the child's communicative intentions by asking ("All done?"), suggesting ("You want to play now?"), or changing the situation (e.g., switching tasks) (Henderson, 1991). In the future, the caregiver switches tasks or materials before the child is overly fatigued.
2. Recognizing persistent mismatches, or the likelihood of persistent mismatches because of a child's disabilities, the caregiver uses a more effective medium of communication. For example, when a child has visual impairments, the caregiver is responsive to facial expressions and other gestures, and uses touch and voice to initiate and reciprocate the child's actions (Als, 1985; Fraiberg, 1974).
3. A caregiver transforms a child's negative affect into positive affect (Tronick, 1989). For example: a) if a child communicates that the caregiver is intrusive, the caregiver backs away; b) if a child is frustrated, the caregiver provides encouragement and effective prompts ; c) if a child fusses as the caregiver lays the child in bed, the caregiver uses calming words or touch. In the future, the caregiver uses effective repair techniques before difficulties arise.
Examples of caregivers' ineffectively trying to repair mismatches, or caregivers worsening mismatches, however, include the following.
1. A child fusses during an activity; the caregiver becomes angry (i.e., matches the child's affect).
2. A caregiver does not recognize persistent mismatches, or recognizes them but does not use a more effective medium of communication. For example, a caregiver uses touch to prompt a child with an aversion to touch.
3. A caregiver does not transform negative affect into positive affect, or intensifies a child's negative affect. For example: a) if a child turns away, a caregiver insists that the child turn back; b) if a child is frustrated over errors, the caregiver punishes the child; c) if a child fusses when put to bed, the caregiver uses threatening words or touch that increase the fussing.
VARIABLE SET 3. PRODUCTIVE AND COUNTERPRODUCTIVE EXCHANGES
With repetition, early interaction becomes regular in form. This is so because each person learns what words, facial expressions, and tones of voice from the other person signify (mean or predict) about the other person's feelings and next actions; and each person learns when and how to perform his or her part in exchanges. Gradually, interaction in a social system crystallizes into a smaller number of exchange forms by which members accomplish routine social activities. For example, a meal or a lesson is a lengthy sequence of exchanges among participants. In time, these exchanges are quite similar from day to day.
There are two sorts of exchanges. Counterproductive exchanges involve conflict or incongruity. One or both persons engage in behavior that is aversive to the other person; or one person engages in desirable behavior but receives little or nothing in return. In productive exchanges, however, each person performs behaviors that are reinforcers for the other person. From the standpoint of participants, each person's behavior is "desirable." This section describes exchanges in pairs--a productive exchange followed by a counterproductive alternative. More complete descriptions are found in Kozloff (1988, 1994a, 1994b).
1a. Rewarded Coercion
In one version of rewarded coercion, a child engages in behavior that
is aversive to a caregiver (e.g., screaming or making a mess). The caregiver
tries to stop the behavior (i.e., reciprocates the child's initiation)
by expressing shock or anger; asking ineffectual questions ("Are we supposed
to make messes?"); stating rules ("We don't scream."); trying to distract
the child; or by removing events (e.g., difficult tasks) that may be cues
for the child's coercive behavior. These reciprocations probably reinforce
the child's coercive behavior. Temporarily distracted, the child stops
the behavior. This negatively reinforces the caregiver for having reinforced
the child. The vicious cycle is now complete; that is, each person is reinforced
for his or her actions in the exchange. Therefore, the exchange is likely
to occur more often, and participants will become more skillful, respectively,
at coercing and at giving in to coercion.
Gradually, the child is seen as an adversary with whom caregivers, siblings, and peers avoid interacting. These two changes--in how the child is perceived and in the willingness of other persons to interact with the child--amount to a degrading of the child's identity and of the child's place in the social system. This further decreases the child's opportunities for learning desirable behaviors, which leaves the child with even fewer alternative prosocial ways to produce reinforcers.
In time, the child's coercive behaviors may increase in severity, possibly exhausting caregivers' teaching and coping repertoires (van de Rijt-Plooij & Plooij, 1993). At this point, the child may be diagnosed as having some sort of conduct disorder.
In another version of rewarded coercion, a caregiver engages in behavior that is aversive to a child (e.g., rough handling). The child then engages in behavior that is reinforcing to the caregiver (e.g., the child promises to be good). The caregiver's aversive behavior therefore increases in frequency and skill, as do the child's coerced efforts to mollify the caregiver. Eventually, the relationship between the child and caregiver may become a relationship between victim and victimizer.
1b. Unrewarded Coercion
In one version of unrewarded coercion, a caregiver tries to remain
outwardly calm and does not give in to the child's coercive behavior. Instead,
the caregiver provides opportunities and reinforces desirable alternative
behaviors, less intense or shorter episodes of undesirable behavior (e.g.,
milder tantrums), or undesirable behaviors performed in an appropriate
place (Carr, Levin, McConnachie, Carlson, Kemp, & Smith, 1994). A second
version of unrewarded coercion, in which a child does not give in to a
caregiver's aversive behaviors, but instead teaches the caregiver more
desirable ways to treat the child, is probably rare.
2a. Rewarded Threat
This exchange often develops out of the rewarded coercion exchange.
For example, caregivers know that a child's screaming precedes worse behavior
(e.g., self-injury). Or, caregivers know that a child's coercive behavior
is likely to occur in certain environments (e.g., during a certain task
or in a restaurant). When presented with these cues (threats), caregivers
express shock, fear, or anger; try to soothe or distract the child; allow
the child to receive reinforcers for inadequate performances; or remove
tasks or requests that seem to upset the child. These reciprocations probably
reinforce the child's threatening behavior. When the placated child temporarily
stops the threatening behavior, and does not go on to perform the really
coercive behavior, caregivers feel relief and are negatively reinforced
for having reinforced the child's threats. The child's threat behaviors
then increase in frequency, and the child comes to command a great deal
of reinforcement through the performance of threats.
The price the child pays for this short-term reinforcement is minimal psychosocial development; the price that caregivers pay is an increasingly heavy load to bear trying to placate the child, and chronic fear of the child "getting worse" (which fear helps to sustain their placating responses).
In a second version of the rewarded threat exchange, a child learns cues (e.g., a caregiver's moodiness) that predict that the caregiver will soon engage in aversive behavior (e.g., yelling). The child placates the caregiver by performing tasks for the caregiver, remaining very quiet, or hugging the caregiver. This exchange strengthens the caregiver's threatening behavior and the child's placating behavior. The increasing frequency of the exchange keeps the child in a state of chronic anxiety and/or depression, which inhibit the child's attention and learning of instrumental and academic behaviors (Culp, Little, Letts, & Lawrence, 1991).
2b. Unrewarded Threat
Instead of reinforcing a child's threatening behavior, caregivers remain
outwardly calm; ignore mild problem behaviors; and require at least a small
amount of desirable behavior before giving reinforcers. If repeated, this
exchange teaches children that threatening behavior does not work; children
become more skillful at performing desirable behaviors; caregivers develop
tolerance of milder problem behaviors and become more skilled at teaching
desirable behavior. With regard to a second version of this exchange, it
is not likely that children are able to put caregivers' threatening behaviors
on extinction, and then teach caegivers more nurturing behaviors.
3a. Rewarded Noncompliance (Nagging)
In one version of this exchange, a child does not cooperate with a
caregiver's initiations (e.g., requests or questions). The caregiver repeats
the initiations--perhaps louder and/or with extra cues (e.g., facial expressions).
These repetitions probably reinforce uncooperative behavior, which increases
in strength. The vicious cycle is completed when the child finally cooperates;
the caregiver is then reinforced for nagging on a variable ratio schedule,
which sustains the caregiver's nagging.
At some point, caregivers may decrease making requests. In this case, the child has fewer chances to learn prosocial behavior and to play a valuable part in family or school. However, caregivers may find a child's worsening noncompliance to be highly provocative. In this case, they may begin to punish the child--thereby setting the occasion for the child to use counter-aggression (Schindler & Arkowitz, 1986).
In a second version of rewarded noncompliance, a caregiver does not cooperate with a child's initiations (e.g., expressions of activity preference). The child repeats the initiations, which probably reinforces the caregiver's disattention and noncompliance. Either the child's initiating behaviors weaken (and the frequency of child-caregiver interaction decreases) or the caregiver finally cooperates (which teaches the child to nag).
3b. Single Cues or Cooperation Training
Instead of repeating requests again and again, a caregiver makes sure
that a child is paying attention before presenting cues; gives clear simple
cues; immediately reinforces improvements in cooperation; and responds
to obvious noncompliance by ignoring it, or if necessary (e.g., crossing
a street) manually prompting the child through the motions. The second
version of cooperation training, in which a child teaches a caregiver to
be more responsive, is probably rare.
4a. Aversive Methods
In one version of this exchange, a child does something that is aversive
to a caregiver (e.g., noncompliance or hitting). The caregiver reacts by
delivering aversive consequences (e.g., insults or spanking) or by taking
away positive reinforcers (e.g., toys). Sometimes this exchange is performed
as a single episode. That is, the child reacts to the punishment by expressing
fear or pain, and temporarily stops the behavior. This reinforces the caregiver
for using punishment. Sometimes, however, the first punishment exchange
calls forth another. In this case, there is a fight. For instance, instead
of stopping his or her aversive behavior, the child escalates (hits harder)
and/or adds another aversive behavior (biting). The caregiver then punishes
the child for returning the punishment, and another episode of aggression
begins.
Gradually, each person learns new and more skillful aversive/aggressive methods to punish the other person. In addition, caregivers may begin to punish indiscriminately (if they did not do so already). That is, they punish both aggressive and nonaggresive behavior (Dumas, LaFreniere, Beaudin, & Verlaan, 1992). Therefore, child may become anxious, depressed, and withdrawn; and the child's learning of prosocial and instrumental competencies is hindered. Moreover, the child may come to use aggression in other environments and with other persons (siblings, teachers, and peers). This results in the child being socially rejected, and sometimes victimized when other childen begin to retaliate. In addition, the child may come to be seen as having an emotional disorder or sociopathic personality (Cole, Lochman, Terry, & Hyman, 1992; Downey & Walker, 1989; McGonigle et al., 1993; Olson, 1992; Straasberg, Dodge, Bates, & Pettit, 1992; Volling & Belsky, 1992; Weiss et al., 1992).
4b. Mutual Reward Alternatives to Aversive Methods
Instead of responding to a child's undesirable behavior with aversive
methods, a caregiver remains outwardly calm and encourages or waits for
desirable behaviors to reinforce (e.g., milder forms of a problem behavior;
performance of an undesirable behavior in a more desirable place; or performance
of desirable alternative behavior).
5a. Lack of Opportunities for Desirable Behavior
In a situation where a child would benefit by an opportunity to respond
(e.g., helping to prepare a meal), the caregiver does not notice opportunities,
or the caregiver notices but does not cue the child to respond. The child's
interest in and proximity to activities is, therefore, on extinction and
weakens. As the child's competencies fail to improve, caregivers regard
the child as incapable of more skill, and they spend even less effort finding
opportunities for the child to participate. This stabilizes the child's
role as "an incompetent."
5b. Plenty of Opportunities for Desirable Behavior
In a situation where a child would benefit by an opportunity to respond,
a caregiver notices learning opportunities and gives the child clear cues
to respond. For example, a child indicates that she wants to stir the soup
and her mother says, "Sure, take the spoon and put it in the pot." As the
child's interest and competence increase, caregivers are reinforced for
their prior efforts to find and provide learning opportunities. This completes
a productive cycle; caregivers find and provide even more opportunities,
and the child's psychosocial development procedes.
6a. Improper Prompting
When a child makes, or is about to make, an incorrect or inadequate
response, a caregiver either provides no prompts or prompts ineffectively.
Consequently, the child's competencies increase but slowly, the caregiver
is minimally reinforced for teaching efforts (which therefore weaken),
and the child comes to be seen as less capable than he or she is.
6b. Proper Prompting
When a child makes, or is about to make, an incorrect or inadequate
response, a caregiver provides an adequate prompt. Both the child and the
caregiver become more competent at teaching and learning. The caregiver's
estimation of the child's capacities increases.
7a. Lack of Rewards for Desirable Behavior
When a child performs a desirable behavior--either a new one or an
improved one (e.g., with more skill or in a new place)--a caregiver does
not notice the desirable behavior and/or does not provide adequate reinforcement.
Consequently, the child's desirable behaviors weaken or fail to increase.
This further decreases the child's opportunities for participation and
reinforcement, which therefore increases the value of any reinforcing consequences
that the child receives for disruptive behavior (as in the rewarded coercion,
reward threat, and nagging exchanges).
7b. Plenty of Rewards for Desirable Behavior
When a child performs a desirable behavior, a caregiver notices and
properly reinforces the behavior (that is, quickly, enthusiastically, and
with events that are known reinforcers). The child's desirable behaviors
increase, as does the caregiver's attention to and reinforcement of desirable
behaviors. Note that one exchange facilitates the development of other
exchanges. For example, as rewarded coercion (in which a child performs
aversive behavior) increases, caregivers become more sensitive to aversive
events. Therefore, they are more likely to reinforce their child's threatening
behavior. The social system now has two counterproductive exchanges--rewarded
coercion and rewarded threat.
At some point, the rates and severities of the child's coercive and threatening behaviors are so high that caregivers' capacities to improve the situation are exhausted. Caregivers then may begin to use aversive methods, which often provoke fights. However, introducing a mutal reward exchange (e.g., increasing reinforcement for desirable behavior), can begin a productive spiral. As a child's desirable behavior (e.g., simple tasks, quiet play) increases, caregivers have more opportunities to reinforce the child's social participation. As participation increases, caregivers form a more valorizing conception of the child. This results in a further increase in reinforcement and a decrease in aversive or inattentive responses from caregivers. As the child's incentive to obtain reinforcers through coercive or threatening behavior decreases, the rate of mutual reward exchanges increases, thus completing a positive cycle.
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